5 Questions For Covington & Burling Partner David Berman

David Berman was featured in a Law360 Q&A about a newly-proposed regime within the UK’s Financial Conduct Authority (FCA) to cover non-financial misconduct.

David was asked about the FCA’s power to regulate non-financial misconduct, gaps in the new guidance that could be exploited, and how law firms must adjust to the new regime. David said that “while the rules and guidance around non-financial misconduct are still in draft and may therefore change in response to consultation feedback, many firms will decide to get the ball rolling now.”