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March 2015, Energy Bar Association, Enforcers and Defenders Forum
January 30, 2017, Cov Financial Services
On Friday January 27, CFTC Acting Chairman announced a series of staff changes at the CFTC, including the appointment of Amir Zaidi to lead the CFTC’s Division of Market Oversight (“DMO”). Mr. Zaidi has served in a number of roles at the Commission since he joined in 2010. Most recently, he was Legal Counsel and … Continue Reading
January 24, 2017, Cov Financial Services
The CFTC announced today that it will extend the comment period for the supplemental proposal for Regulation AT until May 1, 2017. This is in keeping with Acting Chairman Giancarlo’s remark during SEFCON VII earlier this month, when he pointed out that an extension was warranted “based on the complexity of the supplemental notice and … Continue Reading
January 19, 2017, Cov Financial Services
On January 18, 2017, Commodity Futures Trading Commission (“CFTC”) Commissioner J. Christopher Giancarlo delivered a keynote address at SEFCON VII in which he gave an indication of the types of reforms in the swap markets he plans to implement as Acting Chair and, if nominated and confirmed, as permanent Chair. His comments echoed a theme … Continue Reading