Covington Understanding Fundamentals Webinar: Fitness and Propriety

These webinars are targeted at senior legal, compliance and risk officers working within financial institutions here in the UK – with the aim of providing a sound fundamental understanding of a particular topical subject (and plugging any knowledge gaps).

The intention is that attendees will be equipped with a good working understanding of, and therefore be able to discuss substantively with colleagues, the designated topic of the day.

This webinar will cover:

• Regulatory backdrop
• Core elements of F&P
• Ongoing notification obligations
• Non-financial misconduct
• Link to Form C and Regulatory References
• Case studies

Participation will be anonymous - as will any written questions submitted during the webinar.

Log-in details will be provided upon registration.

This event is closed to the press and to professionals from other law firms.