Covington Understanding Fundamentals Webinar: Conflicts of Interest

These webinars are targeted at senior legal, compliance and risk officers working within financial institutions here in the UK – with the aim of providing a sound fundamental understanding of a particular topical subject (and plugging any knowledge gaps).

The intention is that attendees will be equipped with a good working understanding of, and therefore be able to discuss substantively with colleagues, the designated topic of the day.

This webinar will cover:

• Regulatory backdrop
• Principle 8
• Clients’ best interests rule
• Sub-categories – e.g. inducements
• Conflicts frameworks
• Enforcement landscape
• Recent insights

Participation will be anonymous - as will any written questions submitted during the webinar.

Log-in details will be provided upon registration. 

This event is closed to the press and to professionals from other law firms.