Covington Understanding Fundamentals Webinar: Regulatory Notification Obligations

These webinars are targeted at senior legal, compliance and risk officers working within financial institutions here in the UK – with the aim of providing a sound fundamental understanding of a particular topical subject (and plugging any knowledge gaps). The intention is that attendees will be equipped with a good working understanding of, and therefore be able to discuss substantively with colleagues, the designated topic of the day.

This webinar will cover:

• Regulatory framework
• Principle 11
• SUP 15.3
• Other relevant requirements
• Enforcement activity
• Practicalities
  • Inter-regulator dialogue
  • Timing – striking a balance
• Case study – employee misconduct

Participation will be anonymous - as will any written questions submitted during the webinar. We look forward to you joining us.

Event Details

Thursday, 21 May 2026
2:00 - 3:00 p.m. BST

Log-in details will be provided upon registration. 

This event is closed to the press and to professionals from other law firms.