Understanding Fundamentals Webinar Series | Conduct in Financial Institutions

Understanding Fundamentals Webinar Series | Conduct in Financial Institutions

• Thursday, April 3, 2025 2:30 PM - 3:30 PM BST

Please join us for our Understanding Fundamentals webinar on Conduct in Financial Institutions. These webinars are targeted at senior legal, compliance and risk officers working within financial institutions here in the UK – with the aim of providing a sound fundamental understanding of a particular topical subject (and plug any knowledge gaps). The intention is that attendees will be equipped with a good working understanding of, and therefore be able to discuss substantively with colleagues, the designated topic of the day.

This webinar will focus on regulatory expectations for conduct in financial institutions. We will cover:

• The Conduct Rules
• The Fitness and Propriety Regime
• Addressing misconduct
• Notification events
• Regulatory reference implications
• Cultural backdrop
• Regulatory priorities and trends in this area

Participation will be anonymous - as will any written questions submitted during the webinar. We look forward to you joining us.

Presenters

David Berman, Partner
dberman@cov.com

Emily Lemaire, Associate
elemaire@cov.com

Event Details

Thursday, 3 April 2025
2:30 - 3:30 p.m. BST

Log-in details will be provided upon registration.

This event is closed to the press.