This website uses cookies. For more information please contact us or consult our privacy policy.

Your binder contains too many pages, the maximum is 40.

We are unable to add this page to your binder, please try again later.

This page has been added to your binder.

Tammy Albarrán
Tammy Albarrán
San Francisco +1 415 591 7066 Download V-card

Clients come to Tammy Albarrán to handle their most pressing and sensitive government and internal investigations and litigation. Ms. Albarrán advises public and private companies, financial services firms, and their officers and directors on important and complex regulatory investigations and SEC enforcement actions, securities litigation, internal investigations, and anti-corruption matters.

Ms. Albarrán’s recent expertise includes conducting internal investigations and advising companies on legal risks associated with the workplace environment.

Regulatory and Internal Investigations 

  • Led the high profile internal investigation of a leading technology company’s workplace environment.
  • Conducting an internal investigation for a major global distribution company of alleged improper payments in Peru.
  • Conducting an internal investigation for a major U.S. company into allegations of improper payments relating to government-sponsored energy projects in Colombia.
  • Leading an internal investigation relating to allegations by a whistleblower of potential violations of the FCPA and other federal securities laws by a Latin American company.
  • Represented a Fortune 500 company in an internal investigation concerning potential foreign bribery and accounting issues in China.
  • Successfully represented two Fortune 500 companies in SEC investigations arising out of whistleblower allegations of improper revenue recognition and accounting practices. The SEC closed both investigations with no enforcement action.
  • Defended a law firm associate in an insider trading investigation by the SEC. The SEC closed the matter without taking any enforcement action.
  • Represented a major investment bank in a FINRA investigation of alleged large proprietary wash sales, resulting in a favorable settlement.
  • Represented a mutual fund investment adviser in an SEC investigation into whether statements made in a prospectus/proxy statement were misleading. The investigation was closed with no enforcement action.

Anti-Corruption Compliance

  • Leading the anti-corruption due diligence for a tech company’s proposed acquisition with operations in high risk markets, including Brazil.
  • Conducting assessments of a global non-profit and a Fortune 50 company’s anti-corruption compliance program.
  • Conducting an anti-corruption risk assessment and providing compliance advice relating to a global distributor’s operations in Mexico, Central and South America.
  • Providing ongoing anti-corruption advice to a Mexican subsidiary of a multinational corporation.

Securities and Derivative Litigation

  • Successfully defended a California-based biotech company and its directors in the defense of a lawsuit in the S.D.N.Y., alleging securities fraud and breach of the directors’ fiduciary duties arising from actions taken following an unsolicited offer to acquire the company.
  • Co-lead counsel to the former CEO of IndyMac Bancorp in several securities fraud class actions alleging misrepresentations regarding IndyMac Bank’s underwriting, appraisals and internal controls.
  • Represented the former Chief Investment Officer of Fixed Income for Charles Schwab Investment Management in a federal court action by the SEC for alleged violations of the federal securities laws based on alleged misrepresentations relating to the risk profile of Schwab’s ultra-short term bond fund, as well as related federal securities class action and shareholder derivative lawsuit.
  • Led the successful dismissal with prejudice of several securities fraud lawsuits filed against Chase Bank, USA, in federal courts throughout California.
  • Represented a Silicon Valley chip manufacturer's officers and directors in shareholder derivative suits pending in Delaware and California where plaintiffs allege "spring-loading" and "bullet-dodging" in the issuance of stock options.
  • Defeated the SEC after a six-day bench trial in a case in which it alleged fraudulent omissions and misstatements against the former CEO of a public company. See SEC v. Gane, et al., 2005 WL 90154 (S.D. Fla. Jan. 4, 2005).

Pro Bono

  • Represents a class of Latinos in Maricopa County, Arizona subjected to discriminatory stops by the County Sheriff’s Office.

Memberships and Affiliations

  • Board of Directors, Bar Association of San Francisco
  • Advisory Board, Women in Law Empowerment Forum (WILEF)
  • Hispanic National Bar Association
  • California Minority Counsel Program