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December 2013, Interagency Bank Fraud Enforcement Working Group, 29th Anniversary Meeting
March 31, 2017, Cov Financial Services
On March 27, 2017, the Commodity Futures Trading Commission (“CFTC”) announced it entered into a consent order with Davisco Foods International, Inc. (“Davisco”), a dairy company, to settle allegations that Davisco acted as a futures commission merchant (“FCM”) for its milk suppliers without registering as an FCM. Section 4d of the Commodity Exchange Act ...
February 2, 2017, Cov Financial Services
On February 1, 2017, the Division of Swap Dealer and Intermediary Oversight (“DSIO”) of the Commodity Futures Trading Commission (“CFTC”) issued a no-action letter granting relief from compliance with certain provisions of the CFTC’s margin requirements for uncleared swaps. This relief applies to swap dealers entering into swaps with counterparties subject to ...
January 30, 2017, Cov Financial Services
On Friday January 27, CFTC Acting Chairman announced a series of staff changes at the CFTC, including the appointment of Amir Zaidi to lead the CFTC’s Division of Market Oversight (“DMO”). Mr. Zaidi has served in a number of roles at the Commission since he joined in 2010. Most recently, he was Legal Counsel and … Continue Reading