Publications

Searched Practice: Securities & Commodities Enforcement

"CFTC Issues Final Interpretive Guidance and Policy Statement and Exemptive Order Regarding Cross-Border Application of Dodd-Frank Swap Provisions," Covington E-Alert (8/5/2013)
Julian Hammar Co-Author, Michael Sorrell Co-Author

"STOCK Act Spotlights Trading on Government Information," Covington E-Alert (3/28/2012)
Keir Gumbs Co-Author, David Kornblau Co-Author, David Martin Co-Author, Robert Kelner Co-Author, Kerry Burke Co-Author, Erik Durbin Co-Author

"District Courts Split on SEC End-Run Around Supreme Court Janus Decision," Covington E-Alert (9/27/2011)
Tammy Albarrán Co-Author, David Bayless Co-Author, David Kornblau Co-Author

"Recent Developments in the Law of Insider Trading and Material Nonpublic Information," Securities Industry and Financial Markets (SIFMA) Law & Compliance Society (3/7/2011)
David Kornblau Author

"Dodd-Frank Beefs Up SEC Enforcement," The Recorder (9/27/2010)
David Bayless Author

"Dodd-Frank Act: Dodd-Frank Beefs Up SEC and CFTC Enforcement," Covington Advisory (7/21/2010)
David Kornblau Co-Author, David Bayless Co-Author, Jake Freed Co-Author

"The SEC’s New Cooperation Policy For Individuals: Only Time Will Tell Its Effectiveness," Covington E-Alert (1/14/2010)
Tammy Albarrán Co-Author, David Kornblau Co-Author

"Deferred Prosecution Agreements in SEC Enforcement Investigations," Securities Law 360 (9/15/2009)
David Kornblau Co-Author, Gretchen Hoff Varner Co-Author