Publications

Searched Practice: Securities, Derivatives & Transactional Litigation

"Dodd-Frank Anti-Retaliation Provisions: Fifth Circuit Narrows Scope, Rejects SEC and District Court Interpretations," Covington Advisory (7/29/2013)
Tammy Albarrán Co-Author, Steven Fagell Co-Author, Haywood Gilliam Co-Author, Barbara Hoffman Co-Author, Nancy Kestenbaum Co-Author, David Martin Co-Author, Christopher Yeung Co-Author

"SEC Endorses Social Media as Public Disclosure Channel," Covington E-Alert (4/3/2013)
David Engvall Co-Author, Keir Gumbs Co-Author, David Martin Co-Author, Matthew Franker Co-Author

"SEC Steps Up Enforcement Effort in the Municipal Bond Market," Covington E-Alert (8/1/2012)
Tammy Albarrán Co-Author, David Bayless Co-Author

"Dodd-Frank Anti-Retaliation Provisions: Three Federal Courts Weigh In: Significant Uncertainties for FCPA-Based Claims," Covington Advisory (7/12/2012)
Tammy Albarrán Co-Author, Steven Fagell Co-Author, Haywood Gilliam Co-Author, Barbara Hoffman Co-Author, Nancy Kestenbaum Co-Author

"District Courts Split on SEC End-Run Around Supreme Court Janus Decision," Covington E-Alert (9/27/2011)
Tammy Albarrán Co-Author, David Bayless Co-Author, David Kornblau Co-Author

"Supreme Court Decision in Janus Litigation," Covington E-Alert (6/14/2011)
Mark Gimbel Co-Author, David Kornblau Co-Author, David Martin Co-Author, C. William Phillips Co-Author

"Securities Roundtable," California Lawyer (September 2010)
Tammy Albarrán

"SEC Trial Loss Sends Agency Back to the Drawing Board on Prosecuting Insider Trading In CDS," Covington E-Alert (7/1/2010)
David Kornblau Co-Author

"Second Circuit Limits Federal Securities Fraud Liability of Investment Banks, Accountants, and Lawyers," Covington E-Alert (4/29/2010)
Bruce Baird Co-Author, David Bayless Co-Author, David Kornblau Co-Author, C. William Phillips Co-Author

"SEC Focusing Enforcement Resources on Hedge Funds," Covington E-Alert (10/30/2007)
Tammy Albarrán Co-Author, David Bayless Co-Author

"Tellabs, Inc. v. Makor Issues & Rights, Ltd.: A Uniform Test for Pleading Scienter in Securities Fraud Cases," Covington Advisory (6/29/2007)
David Bayless Co-Author, David Martin Co-Author, C. William Phillips Co-Author

"A Reasoned Approach to Sanctions Under the Securities Act of 1933," Washington Legal Foundation (April 2007)
Tammy Albarrán Co-Author

"Tellabs, Inc. v. Makor Issues & Rights, Ltd.: What Does It Take to Allege a “Strong Inference” of Scienter?," Covington E-Alert (3/26/2007)
C. William Phillips Co-Author

"The Next Big Scandal? Stock Option Practices Under Scrutiny," Covington Advisory (5/26/2006)
Nancy Kestenbaum Co-Author, W. Andrew Jack Co-Author, Bruce Baird Co-Author

"In re Worldcom, Inc. Securities Litigation: Due Diligence for Underwriters and Directors," Covington Report (3/7/2005)
Bruce Bennett Author