Securities Litigation & Securities Enforcement
Related Practices
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Covington regularly represents clients in high-stakes securities litigation and securities enforcement matters. Our securities litigators have extensive experience handling cases in courtrooms across the country, before arbitration panels, and in bankruptcy court. Covington represents companies and individuals in every major area, including complex securities and other instruments, shareholder class actions and derivative litigation, and transactional disputes.
Covington’s securities enforcement attorneys regularly represent clients before the SEC, the Financial Industry Regulatory Authority (FINRA), regional exchanges, and state securities regulators. When regulatory investigations are accompanied by parallel criminal investigations, we are exceptionally well-equipped to handle those as well. Our committed group of senior litigators include a former high level Securities and Exchange Commission (SEC) enforcement official, and former Federal prosecutors who prosecuted securities enforcement matters. We also conduct internal investigations, design corporate compliance programs and conduct compliance training at many of the world's largest corporations.
Covington's Securities Litigation & Securities Enforcement group is not only widely recognized for litigating and winning high-profile securities cases, but also for devising creative legal strategies to resolve matters long before they draw public scrutiny.
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