Practices
Education
- Columbia Law School, J.D., 1993
- Columbia Law Review, Executive Articles Editor
- James Kent Scholar
- University of Oxford, M.A., 1987
- Williams College, B.A., 1985
- magna cum laude
- Phi Beta Kappa
Judicial Clerkship
- Hon. Carol Bagley Amon, U.S. District Court, Eastern District of New York, 1993-1994
- Hon. Amalya L. Kearse, U.S. Court of Appeals, Second Circuit, 1994-1995
Bar Admissions

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Ben Duke is a partner in the firm’s New York office with particular expertise in the litigation and arbitration of securities-related and other financial disputes.
In addition to a broad range of experience in state and federal courts, Mr. Duke has successfully tried numerous securities cases on behalf of leading financial-services institutions before industry arbitration panels. Most recently, he has acted as lead trial and appellate counsel in numerous federal cases and arbitrations arising from a multi-year securities fraud. Mr. Duke has also represented securities issuers in litigation involving complex financial instruments and in other matters calling upon his in-depth understanding of securities and financial markets.
Representative Matters
- Litigated and co-tried $450 million bondholder dispute on behalf of major energy company.
- Successfully defended and tried numerous related cases and arbitrations for a major broker-dealer arising from a fraudulent scheme conducted by a former employee.
- Tried and won complete dismissals of multiple related “mass action” arbitrations against leading financial services institution arising from provision of securities clearing services to an independent broker-dealer allegedly engaged in fraud.
Honors and Rankings
- Legal 500 US, Litigation (2008)
- New York Super Lawyer, Securities Litigation (2006-2007)
Pro Bono
- Representation of Florida death-row inmate in post-conviction proceedings (2000-present).
- The Bronx Defenders, partner liaison (2003-present).
Memberships and Affiliations
- National Institute of Trial Advocacy, Faculty
- New York City Bar Association
- Securities Industry Association, Compliance & Legal Division
- Federal Bar Council
Publications and Speeches
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